Doctor of Philosophy Degree

 

 

The degree of Doctor of Philosophy is awarded to those who have demonstrated their command of an important body of knowledge and their ability to conceive and complete a significant research project. Although students must fulfill certain requirements in course work and foreign language proficiency, their main responsibility is to learn the material, to demonstrate mastery of it by passing the written and oral parts of the Qualifying Examination, and to develop the skills needed to write the dissertation so that they will become effective teachers and scholars. The graduate faculty in English stands ready to give advice and assistance, but much of the work must be done through private study.

 

The requirements for the degree as established by the Department of English are presented below. All students must also fulfill the University regulations stated in The Graduate School Bulletin, and every student is responsible for knowing what they are. The Department of English expects the student to maintain a grade point average well above the required 3.0 in courses taken for the MA and PhD degrees. Students currently average 3.7.

 

Once enrolled in the program, the student must make satisfactory progress toward the degree. Students not making satisfactory progress will be reviewed by the Graduate Committee and may be required to leave the program.

 

All incoming students will be assigned an advisor, if possible in the primary area of interest, to serve as an intellectual mentor. This advisor will guide the students' choices, especially regarding coursework, focusing on intellectual goals and preparation. When they are better acquainted with faculty, students should feel free to seek their own mentors if they wish, but they should make arrangements to meet regularly with whomever they choose.

 

The student must consult with the Director of Graduate Studies about forming an Advisory Committee when not more than 12 credit hours after the MA have been earned. The Committee will help thereafter in planning a program of courses and directing the dissertation. It must be appointed no later than midterm of the second semester of residence and at least one year (two semesters) prior to taking the Qualifying Exams. The Advisory Committee consists of the following five members:  the dissertation director as chair and major professor, two additional members of the Department of English in the area of specialization (if possible), one other member of the Department of English, and one member from a related department or area connected with the field of specialization. The Advisory Committee will meet with the student at least once each academic year to review the student's progress and to give advice, particularly concerning preparation for the Qualifying Exam and the writing of the dissertation. Minutes of these meetings are kept in accordance with Graduate School regulations. See the Advisory Committee section of The Graduate School Bulletin for further information.

 

Students generally specialize in a historical period, although other choices are possible with the permission of the Advisory Committee. The number of courses to be taken at the University of Kentucky will depend upon the student's background, but the minimum number beyond the MA is eight, and the maximum sixteen. The student must take ENG 600 (Bibliography and Methods of Research), and either ENG 617 (Studies in Linguistics: Linguistic Theory and Practice for Graduate Students) or ENG 618 (History of the English Language. Equivalent courses taken elsewhere may be used to satisfy these requirements. At least four seminars (700-level courses) must be taken at the University of Kentucky; these are counted towards the total number of courses taken. The majority of the overall course work must be at the 600-700 level. ENG 780, Directed Studies, may be taken only with permission of the Director of Graduate Studies, and may not be used in satisfying the seminar requirement but may be used in satisfying a distribution requirement (described below) for the written Qualifying Examination.

 

Students must take courses in four areas outside of their examination. Two of these areas must be historical periods; other areas include gender, women's literature, African-American literature, film, linguistics, English as a Second Language, composition and rhetoric, and critical theory. No required course may count toward these areas. Courses taken in a Master's program will count with the permission of the Director of Graduate Studies.

 

Each student must demonstrate an ability to read at least one foreign language. The language (or languages) will be determined by the Advisory Committee, which may require a degree of proficiency beyond those stipulated in the Graduate Bulletin.

 

When all requirements stated above have been met, the student proceeds to the Qualifying Examination. It consists of two parts:  one written, the other oral.

 

The Qualifying Examination is concerned with historical as well as aesthetic, cultural, and critical perspectives, relating texts or developments to contemporaneous trends in other areas of thought. It tests the student's ability to develop a reasonably extended and complex analysis of literary issues or questions--something that requires examination of a considerable body of evidence, choices of what evidence is relevant, establishment of distinctions and qualifications, and progress toward some conclusion. It tests the student's ability to see meaningful connections among texts, often within a larger contemporary context. It also focuses on critical tendencies and problems of literary interpretation.                      

 

The Qualifying Examinations

 

The Written

All students will take a two-part written exam. It will be closed book, closed note, and will be given in a designated room in the department. Students must take both parts of the exams within two weeks. One written exam will address a historical period, defined by student and the Advisory Committee. Students are encouraged to conceive of historical periods in relatively broad terms (such as Romanticism through early British modernism). One written exam will address a genre, mode, or topic, defined by the student and the Advisory Committee, and explored through a range of cultural and historical settings.

 

Each written exam will be drawn from a list of 75-100 texts compiled by the student in consultation with the Advisory Committee. The student will submit the lists and an approximately 2-4 page rationale for each of the chosen areas for approval by the Advisory Committee and the Graduate Committee. These materials must be submitted by mid-semester in the semester before the student intends to take the exams. No exam will be scheduled until both committees have approved these documents. The Advisory Committee will ensure that the two exams do not overlap significantly.

 

Committee members with expertise in the field will have primary responsibility for writing questions and evaluating student responses. For each written exam, these members will provide a six-hour essay exam, giving the student a choice of questions. Questions will not be circulated in advance. The Graduate Committee will review all exams in advance.

 

A student must pass both parts of the written examination in order to proceed to the oral examination.

 

The Oral

The oral examination focuses on the dissertation prospectus, topic, and context. The prospectus is a substantial document (15-20 pp., not including bibliography) that sets forth the problem or issue to be explored, indicates its importance and originality, describes the method to be used, and includes a tentative chapter outline and a bibliography of primary and secondary sources. Students are expected to work closely with their Advisory Committee in developing the prospectus; the entire Advisory Committee administers the oral examination. The Graduate Committee will make available a more detailed description and sample documents for students to consult. The Advisory Committee and the Graduate Committee must agree that the prospectus is ready to be defended one month before the exam. No exam will be scheduled until both committees have approved these documents. The summer will not normally count as a semester. The exam itself takes two hours.

 

Students must take the oral within six months after passing the written exams. Ordinarily, exams will not be given in the summer.

 

The Dissertation

The Dissertation should make a significant contribution to the scholarship of a specific field.

 

The student works with the dissertation director in establishing a procedure for completing the dissertation. Usually the work is first approved by the director, then by each member of the committee, chapter by chapter, but other procedures may be adopted if acceptable to the student and the committee.

 

Although the dissertation director is the primary source of guidance in the planning and preparation of the dissertation, other members of the Advisory Committee must be involved in the process, and it is the Committee's responsibility to make suggestions for revisions prior to the dissertation defense. A majority of the Committee must read the dissertation and indicate that the form and substance are adequate in order to justify the scheduling of the final examination.

 

The student should obtain "Instructions for the Preparation of Theses and Dissertations" from the Graduate School; this document contains specific directions for preparing two final copies of the dissertation for presentation to the library.

 

The student must sign up for ENG 769 for 18 hours of residence credit (two semesters of 9 hours each) immediately following the successful completion of the oral part of the Qualifying Examination. After these 18 hours, the DGS registers students for the appropriate credits through the Graduate School:  ENG 749 (Dissertation Research) if a student is deferring student loans, and ENG 769 (Residence Credit of Doctor's Degree) if not. Students are responsible for informing the DGS about their status during preregistration.

 

After Completing the Dissertation

The Final Examination includes a defense of the dissertation and may be as comprehensive as the Advisory Committee chooses to make it. It is conducted by an expanded Advisory Committee chaired by the Dissertation Director. The Graduate Dean and President of the University are ex officio members of all final examination committees. The examination is a public event, and its scheduling is published and announced beforehand. Any member of the University community may attend.

 

At least four weeks prior to the Final Examination, following notification by the Dissertation Director that the dissertation has been distributed to members of the Advisory Committee, the Director of Graduate Studies will advise the Graduate School of the intent to examine. At this time the Graduate Dean appoints an Outside Examiner as a core member of the Advisory Committee. The specific time and date of the examination must be designated by the Graduate School at least two weeks prior to the actual examination. All members of the Committee except the outside Examiner will have had an opportunity to suggest revision prior to signing the Dissertation Approval Form.  Thus, most revisions should have been completed at an earlier time. The Final Examination must take place no later than eight days prior to the last day of classes of the semester in which the student expects to graduate.

 

The Dissertation Approval Form, along with a typewritten copy of the dissertation, must be presented to the Graduate School at the time the Final Examination is scheduled. The draft of the dissertation submitted must be complete in content, including all footnotes, tables, figures, and appendices. A full bibliography or set of references must be included, as must a title page and abstract.

 

In all decisions, the majority opinion of the Advisory Committee prevails. If the Advisory Committee is evenly divided, the candidate fails.

 

In the event of failure, the Advisory Committee recommends to the Graduate Dean conditions under which the candidate may be reexamined, if reexamination is deemed appropriate. When conditions set by the Graduate Dean have been met, the candidate may be reexamined. Should any vacancies of the Committee occur between the two examinations, the Graduate Dean shall appoint replacements. A third examination is not permitted.

 

After the Final Examination is passed, two final copies of the dissertation are prepared. Final copies are then submitted to the Graduate School along with the signatures of the major professor and the Director of Graduate Studies. The dissertation in its final form must be received in the Graduate School Office within sixty (60) days of the Final Examination. If this deadline is not met, the candidate must undergo a second examination.