Political
Science 467
Professor
Bradley Canon
Fall,
2000
1615
POT
Hours:
10-11 a.m. M & W
3:30
- 4:15 p.m. Tue.
Phone:
257‑4895
E-mail:
POL140@pop.uky.edu
THE
UNITED STATES SUPREME COURT
NATURE OF COURSE: The
focus is on the U. S. Supreme Court as an institution and on its role in making
national policies. My goal in this
course is to have you better understand: (1) how cases and the causes they
represent come to the Court, (2) the politics of selecting justices, (3) how
the Court makes decisions and what factors explain them, (4) how the Court
interacts with the other branches of government and with the public, and (5) how Court decisions are implemented and
what impact they have on American political, economic and social life.
TEXTS: There are
two required textbooks for the course:
Lawrence Baum, THE SUPREME COURT, 6th Ed. (1998)
David M. O'Brien, STORM CENTER: THE SUPREME
COURT IN AMERICAN POLITICS, 5th Ed.
(2000)
Baum
is more analytical and factual, the play‑by‑play announcer for
the course. O'Brien is more historically
and anecdotally oriented, the course's color commentator. O’Brien is not organized the way I organize
the class and I apologize for cutting it up so much.
There are two recommended books.
Lee Epstein and Jack
Knight, THE CHOICES JUSTICES MAKE (1998)
Barbara A. Perry, THE “SUPREMES” (1999)
Epstein
and Knight discuss strategies that justices use to obtain their goals. Perry discusses the personalities and attitudes
of the current justices. We will focus
on both of these topics at times in the course, but I will not hold you responsible
for material in these books that is not discussed in class.
ADDITIONAL READING: A list of some other books about the Supreme
Court is at the end of the syllabus. Ones
asterisked are on three day reserve at Young library.
TESTS: There will
be two in‑class exams. One is
scheduled for Tuesday, October 10th. The other will be in the regularly scheduled
final exam period, Tuesday, December 12th at 8 a.m. Both exams will
have multiple choice and short answer questions. The second exam will not
be cumulative.
A
take home essay exam will be handed out on Thursday, October 19th
and must be returned on Thursday, November 2nd.
OTHER WORK There will
be two simulations of Supreme Court experiences. One will involve granting or denying certiorari petitions currently
before the Court (done in class on Thursday, September 28th) with research
done the previous 10 days. Another
will involve students briefing, arguing or deciding cases that are on the
Court's docket this fall (tentatively set for Thursday, November 16th).
Each will have a written component.
I will distribute handouts about the simulations on dates indicated
on the course outline.
CALCULATION OF COURSE GRADE: Essay exam = 25%,
First in‑class exam = 25%; Second in‑class exam = 25%; Certiorari
exercise = 10%; Docket case exercise = 10%; Participation = 5%.
EXTRA POINTS: Students
can earn up to three extra points (i.e., if you get a 77% average for the
course on your work and you submit three questions, you would have an 80%
average) for the course by submitting questions to me in writing or by e-mail.
(Only one point will be given after Thanksgiving.)
They should be questions you want me to answer in class or that your
fellow students can take up in class discussion.
The questions should relate to the immediate past topic, the one we
are discussing in class, or ones that we will discuss in the next couple of
periods. You must be present in class when I answer
the question in order to get credit.
ATTENDANCE: Ordinarily
I do not take roll. However, let me
make it clear here that the objective exams will be drawn from the class to
a much greater extent than from the texts.
Attendance is mandatory for: (1) in-class exams, and (2) when
students are taking part in the certiorari and oral argument/decision exercises.
Non‑attendance without an excuse will be penalized.
RELEVANT
WEB SITES: Supreme Court cases from 1990 through last week can be
accessed at http://www.law.cornell/supct.edu .
The 2000 Term calendar and orders will also be on it. The text of Supreme
Court cases from 1937 to 1975 is available at http://fedworld.gov/supcourt/index.htm
. Complete oral arguments from many cases can be heard at http://court.it-services.nwu.edu/oyez/
A virtual tour of the Court building can be done at the above site (add
tour/ after oyez/). The Court’s own web site is: http://www.supremecourtus.gov
Dahlia Lithwick, columnist for the web magazine SLATE, writes up a
half humorous description of oral arguments before the Court at: http://Slate.com/dispatches
Other material on the Court can be found through search engines such as Yahoo.
ORAL ARGUMENTS ON TAPE: I
have edited versions of about 25 oral arguments before the Court in important
cases. I will play a few of them in
class. You are welcome to borrow the
others.
MISCELLANEOUS:This course complements Civil Liberties (PS
461), Constitutional Law (PS 465), American Judicial Process (PS 463), Constitutional
Interpretation (PS 566) and HIS 473 (Constitutional History).
That is, it serves as a good background for them and vice‑versa,
but you need not have taken any of them.
American Government (PS101) is the only prior course requirement. ...
I'm paid for lecturing and I'll do a fair amount of it. But I encourage you to speak up in class.
At times, I will call on you for your opinions or reactions.
... The UK Library has the papers of two Kentuckians who were Supreme
Court justices, Stanley F. Reed (1938-57) and Fred Vinson (Chief Justice,
1946-53). If you are interested in looking at them and
gaining a fascinating glimpse of life in the Marble Temple, let me know. ...
I will be glad to go to coffee, etc., or lunch (Dutch treat), with
one or more of you to talk about the Supreme Court or whatever.
Let me know ahead of time.
COURSE
OUTLINE
DATE TOPIC AND READINGS
Thur,
Aug. 24 First day introduction
1. Introduction to the Court (Read O’B: chap.
1)
Tue, Aug. 29 The Court’s
functions and role (B: 4-8; O’B:104-32, 165-192)
Thur, Aug 31 How the
Court works (FILM: “This Honorable
Court”)
(O’B: 145-55)
2. Developing the Court's Agenda (Read: O'B: chap.
4 in general)
Tue, Sep. 5 The certiorari
process; the rise of the Court’s caseload (B: 105-27; O’B: 155-64;188-200)
Thur, Sep. 7 Certiorari
strategies by litigants and justices; the U.S. as a party(B: 82-105; E &
K: 25-27, 118-125
Tue, Sep. 12 CERTIORARI
EXERCISE HANDOUT; the role of the law clerks (O’B: 132-45)
Thur, Sep. 14 The
Court’s agenda in the context of national problems and policies (B: 190-216)
3. The Justices
Tue, Sep. 19 The Politics
of presidential selection (B: 30-49, 60-77; O'B: 32-about 72, 100-03)
Thur, Sep. 21 Pres.
selection (cont’d); Leaving the Court
Tue, Sep. 26 Senate
confirmation/rejection (B: 49-60; O’B: about 72-86) CLERKS’ CERT MEMOS DUE TODAY
Thur, Sep. 28 CERTIORARI
EXERCISE
Tue, Oct. 3 The Current
Justices (P: all)
Thur, Oct 5 Current
Justices (cont’d); DISCUSSION OF CERTIORARI EXERCISE
4. Deciding Cases
Tue, Oct. 10 MID
TERM EXAMINATION
Thur, Oct. 12 Overview
of the decisional process(B: 132-34)
Tue, Oct. 17 Input:
briefs (including amicus curiae) and oral argument (B: 134-41; O’B: 253-61)
Thur, Oct. 19 The conference and opinion assignment (O'B:
239- 253, 261-283); TAKE HOME ESSAY
HANDED OUT
5. Explaining Justices'
Decisions
Tue, Oct. 24 The role
of law and precedent in deciding cases (B:
141-49; E & K: 163-77)
Thur, Oct. 26 The
role of justices’ attitudes in deciding cases
(B: 149-63: E &
K: chap. 2)
Tue, Oct. 31 Justices
as strategic actors (B: 163-74; O’B: 283-295; E & K: chaps. 1 and 3)
Thur, Nov. 2 Developing
opinions; the role of dissent (O’B: 295-318).
BRIEF, ORAL ARGUMENT AND OPINION EXERCISE HANDED OUT TODAY. TAKE HOME ESSAY EXAM DUE IN TODAY.
Tue, Nov. 7 ELECTION
DAY HOLIDAY
Thur, Nov. 9 INSTRUCTOR
OUT OF TOWN - NO CLASS
6. The Court and the National
Policy Making Process
Tue, Nov. 14 Conflict
and “cooperation” between the Court and the other branches on national policies(B:
180-82, 191-223; O’B: 98-103, 362-77; E & K: 138-57) BRIEFS DUE TODAY.
Thur,
Nov. 16 ORAL ARGUMENT TODAY
Tue, Nov. 21 Conflict
and cooperation (cont’d)
Thur, Nov. 23 THANKSGIVING
Tue, Nov. 28 The Court,
the media and public opinion (B: 174-80; O’B: 319-28, 342-49)
7. Implementation and Impact
of Supreme Court Decisions
Thur, Nov. 30 Implementation
by lower courts; compliance by government agencies and by private actors (O'B:
328-42, 349-62) OPINIONS DUE TODAY
Tue, Dec. 5 Implementation
and compliance (cont’d) DISCUSSION OF BRIEFS, ORAL ARGUMENT AND OPINION
EXERCISE.
Thur, Dec. 7 Do Court
decisions change society?(B: 261-73)
Tue, Dec. 12 SECOND
IN CLASS EXAM (at 8 a.m.)
BOOKS
ON THE SUPREME COURT
*Abraham,
Henry J. JUSTICES, PRESIDENTS AND
SENATORS, Rev. Ed. (2000). A broad
look at how and why presidents have appointed (and Senators confirmed) justices
to the Court over the years.
Baum,
Lawrence A. THE PUZZLE OF JUDICIAL
BEHAVIOR (1997). Explores theories
and research about why justices (and other judges) decide cases the way they
do.
Biskupic,
Joan and Elder Witt, THE SUPREME COURT AT WORK, 3rd Ed. (1997) A massive guide
to what the Court does and how it does it (reference at both libraries).
Bloch,
Susan and Thomas Krattenmaker, SUPREME COURT POLITICS: THE INSTITUTION AND
ITS PROCEDURES (1994) Readings and
commentary on the selection of justice, the certiorari process, the lawyers
who argue before the Court and proposals for reform.
*Canon,
Bradley C. and Charles A. Johnson, JUDICIAL POLICIES: IMPLEMENTATION AND IMPACT,
2nd Ed. (1999). A review of the research
into how and why Court decisions are or are not implemented and what effect
they have on society.
Caplan,
Lincoln. THE TENTH JUSTICE: THE SOLICITOR GENERAL AND THE RULE OF LAW (1987).
An insider's look at the SG's certiorari and argument strategies over
the past 30 years.
Cooper,
Phillip J. BATTLES ON THE BENCH (1996).
Recounts battles and warfare between certain justices on and off the
Court.
Gillman,
Howard and Cornell Clayton (Eds.) THE
SUPREME COURT AND AMERICAN POLITICS (1999) Essays by political scientists
on the Court as an institution and on its political influence.
*Lazarus,
Edward. CLOSED CHAMBERS (1998) A former clerk's account of ideological infighting
on the Court in the late 1980s in the abortion, race relations and death penalty
areas.
*Perry,
Barbara. THE PRIESTLY TRIBE (1999)
How the Court presents itself to the public and public images of the Court.
*Perry,
H. W. Jr. DECIDING TO DECIDE: AGENDA
SETTING IN THE U.S. SUPREME COURT (1991).
A study of the Court's certiorari process based on numerous interviews
with justices and law clerks.
Rehnquist,
William H. THE SUPREME COURT: HOW
IT WAS, HOW IT IS (1987). A history
of the Court and a description of how it works by the Chief Justice.
*Rosenberg,
Gerald. THE HOLLOW HOPE: CAN COURTS
BRING ABOUT SOCIAL CHANGE? (1991). An
argument that the Court's major decisions have had little real impact on society.
*Schwartz,
Bernard. DECISION: HOW THE SUPREME
COURT DECIDES CASES (1996) Examines the behind the scenes negotiations
and relationships in the decision making and opinion writing process since
the Warren Court.
*Schwartz,
Bernard. A HISTORY OF THE SUPREME
COURT (1993) Issues, trends and justices
from 1789 to the 1990s.
Schwartz,
Bernard. THE UNPUBLISHED OPINIONS
OF THE REHNQUIST COURT (1996). Looks
at court activity in a number of cases where the opinion was significantly
altered from conference to publication.
Segal,
Jeffrey A. and Harold J. Spaeth, THE SUPREME COURT AND THE ATTITUDINAL MODEL
(1993). Analyzes data to show that
justices' votes largely reflect their attitudes toward broad values such as
freedom of speech or racial equality. Detailed
description of Court procedures.
Silverstein,
Mark JUDICIOUS CHOICES: THE NEW POLITICS
OF SUPREME COURT CONFIRMATIONS (1994) Controversial
confirmation fights over the last 30 years and their implications for new
appointees.
Simon,
James F. THE CENTER HOLDS (1995) Detailed description of the internal conflicts
and developments on the Rehnquist Court in several important case areas such
as abortion, racial harassment and criminal justice.
*Slotnick,
Elliott and Jennifer Segal, TELEVISION NEWS AND THE SUPREME COURT: ALL THE
NEWS THAT’S FIT TO AIR (1998). The
definitive book on TV coverage of the Court’s decisions.
Spaeth,
Harold J. and Jeffrey Segal. MAJORITY
RULE OR MINORITY WILL (1999) A study of the degree to which the Supreme Court
adheres to its own precedents.
Stephenson,
Don G. CAMPAIGNS AND THE COURT: THE
SUPREME COURT IN PRESIDENTIAL ELECTIONS (1999) A rich discussion of campaigns
where the Court was an issue and the justices’ reactions.
Watson,
George L. and John Stookey. SHAPING
AMERICA: THE POLITICS OF SUPREME COURT APPOINTMENTS (1995). Good analysis of the process. Argues that the process is -- and should be
-- inherently political.
*Woodward,
Bob and Scott Armstrong. THE BRETHREN
(1979). Investigative reporters reveal
the disputes, coalitions and interactions among the justices during the 1970s.