MITCHELL et al. v.
HELMS et al.
No. 98‑1648. Argued December 1, 1999‑‑Decided June 28, 2000
Chapter 2 of the Education
Consolidation and Improvement Act of 1981 ... [provides] educational materials
and equipment, such as library and media materials and computer software and
hardware, to public and private elementary and secondary schools...
Justice Thomas announced the judgment of the Court and delivered an
opinion, in which The Chief Justice, Justice Scalia, and Justice
Kennedy join.
...The question is whether Chapter 2, as applied in
Jefferson Parish, Louisiana, is a law respecting an establishment of religion,
because many of the private schools receiving Chapter 2 aid in that parish are
religiously affiliated. We hold that
Chapter 2 is not such a law.
I
Chapter 2 of the Education Consolidation and Improvement
Act of 1981 has its origins in the Elementary and Secondary Education Act of
1965 and is a close cousin of the provision of the ESEA that we recently
considered in Agostini v. Felton
(1997). Like the provision at issue in Agostini,
Chapter 2 channels federal funds to local educational agencies (LEA’s), which
are usually public school districts, via state educational agencies (SEA’s), to
implement programs to assist children in elementary and secondary schools. Among other things, Chapter 2 provides aid
for the acquisition and use of instructional and
educational materials, including library services and materials (including media
materials), assessments, reference materials, computer software and hardware
for instructional use, and other curricular materials.
LEA’s and SEA’s must offer assistance to both public and
private schools (although any private school must be nonprofit). Participating private schools receive
Chapter 2 aid based on the number of children enrolled in each school ... LEA’s
and SEA’s may not operate their programs “so as to supplant funds from non‑Federal
sources.”
Several restrictions apply to aid to private
schools. Most significantly, the
“services, materials, and equipment” provided to private schools must be
“secular, neutral, and nonideological.”
In addition, private schools may not acquire control of Chapter 2 funds
or title to Chapter 2 materials, equipment, or property. A private school receives the materials and
equipment ... by submitting to the LEA an application detailing which items the
school seeks and how it will use them; the LEA, if it approves the application,
purchases those items from the school’s allocation of funds, and then lends
them to that school.
...[P]rivate schools have primarily used their
allocations for nonrecurring expenses, usually materials and equipment. In the 1986‑1987 fiscal year, for
example, 44% of the money budgeted for private schools in Jefferson Parish was
spent...for acquiring library and media materials, and 48% for instructional
equipment. Among the materials and
equipment provided have been library books, computers, and computer software,
and also slide and movie projectors, overhead projectors, television sets, tape
recorders, VCR’s, projection screens, laboratory equipment, maps, globes,
filmstrips, slides, and cassette recordings.
It appears that, in an average year, about 30% of Chapter
2 funds spent in Jefferson Parish are allocated for private schools. For the 1985‑1986 fiscal year, 41
private schools participated in Chapter 2.
For the following year, 46 participated, and the participation level has
remained relatively constant since then.
Of these 46, 34 were Roman Catholic; 7 were otherwise religiously
affiliated; and 5 were not religiously affiliated.
Respondents filed suit in December 1985, alleging, among
other things, that Chapter 2, as applied in Jefferson Parish, violated the
Establishment Clause...
II
The Establishment Clause of the First Amendment dictates
that “Congress shall make no law respecting an establishment of religion.” In the over 50 years since Everson,
we have consistently struggled to apply these simple words in the context of
governmental aid to religious schools.
...Whereas in Lemon we had considered whether a
statute
(1) has a secular purpose,
(2) has a primary effect of advancing or inhibiting
religion, or
(3) creates an excessive entanglement between government
and religion,
in Agostini we
modified Lemon for purposes of evaluating aid to schools and examined
only the first and second factors. We
acknowledged that our cases discussing excessive entanglement had applied many
of the same considerations as had our cases discussing primary effect, and we
therefore recast Lemon’s entanglement inquiry as simply one criterion
relevant to determining a statute’s effect...
three primary criteria we currently use to evaluate
whether government aid has the effect of advancing religion: It does not
(a)
result in governmental indoctrination;
(b)
define its recipients by reference to religion; or
(c)
create an excessive entanglement.
In this case, our inquiry under Agostini’s purpose
and effect test is a narrow one ... [R]espondents do not challenge the District
Court’s holding that Chapter 2 has a secular purpose ... [and] does not create
an excessive entanglement.
Considering Chapter 2 in light of our more recent case
law, we conclude that it neither results in religious indoctrination by the
government nor defines its recipients by reference to religion. We therefore hold that Chapter 2 is not a
“law respecting an establishment of religion”...
A
...[W]hether governmental aid to religious schools
results in governmental indoctrination is ultimately a question whether any
religious indoctrination that occurs in those schools could reasonably be
attributed to governmental action ...[1]
In distinguishing between indoctrination that is
attributable to the State and indoctrination that is not, we have consistently
turned to the principle of neutrality, upholding aid that is offered to a broad
range of groups or persons without regard to their religion. If the religious, irreligious, and
areligious are all alike eligible for governmental aid, no one would conclude
that any indoctrination...has been done at the behest of the government ... [I]f
the government, seeking to further some legitimate secular purpose, offers aid
on the same terms, without regard to religion, to all who adequately further
that purpose...then it is fair to say that any aid going to a religious
recipient only has the effect of furthering that secular purpose...
As a way of assuring neutrality, we have repeatedly
considered whether any governmental aid that goes to a religious institution
does so “only as a result of the genuinely independent and private choices of
individuals.” ... For if numerous private choices, rather than the single
choice of a government, determine the distribution of aid pursuant to neutral
eligibility criteria, then a government cannot, or at least cannot easily,
grant special favors that might lead to a religious establishment. Private choice also helps guarantee
neutrality by mitigating the preference for pre‑existing recipients that
is arguably inherent in any governmental aid program...[2]
...We hasten to add, what should be obvious from the rule
itself, that simply because an aid program offers private schools, and thus
religious schools, a benefit that they did not previously receive does not mean
that the program, by reducing the cost of securing a religious education,
creates, under Agostini’s second criterion, an “incentive” for parents
to choose such an education for their children...[3]
B
Respondents ... offer two rules that they contend should
govern our determination of whether Chapter 2 has the effect of advancing
religion. They argue first, and
chiefly, that “direct, nonincidental” aid to the primary educational mission of
religious schools is always impermissible.
Second, they argue that provision to religious schools of aid that is divertible
to religious use is similarly impermissible.
Respondents’ arguments are inconsistent with our more recent case law...
1
Although some of our earlier cases ... did emphasize the
distinction between direct and indirect aid, the purpose of this distinction
was merely to prevent “subsidization” of religion.[4] As even the dissent all but admits, our more
recent cases address this purpose not through the direct/indirect distinction
but rather through the principle of private choice, as incorporated in the
first Agostini criterion (i.e., whether any indoctrination could
be attributed to the government). If
aid to schools, even “direct aid,” is neutrally available and, before reaching
or benefitting any religious school, first passes through the hands (literally
or figuratively) of numerous private citizens who are free to direct the aid
elsewhere, the government has not provided any “support of religion.” Although the presence of private choice is
easier to see when aid literally passes through the hands of individuals–which
is why we have mentioned directness in the same breath with private
choice–there is no reason why the Establishment Clause requires such a form.
2
Respondents also contend that the Establishment Clause
requires that aid to religious schools not be impermissibly religious in nature
or be divertible to religious use. We
agree with the first part of this argument but not the second ... So long as
the governmental aid is not itself “unsuitable for use in the public schools
because of religious content,” and eligibility for aid is determined in a
constitutionally permissible manner, any use of that aid to indoctrinate cannot
be attributed to the government and is thus not of constitutional concern.[5]...
...The issue is not divertibility of aid but rather
whether the aid itself has an impermissible content. Where the aid would be suitable for use in a public school, it is
also suitable for use in any private school.
Similarly, the prohibition against the government providing
impermissible content resolves the Establishment Clause concerns that exist if
aid is actually diverted to religious uses.[i]
...In Agostini itself, we approved the provision
of public employees to teach secular remedial classes in private schools partly
because we concluded that there was no reason to suspect that indoctrinating
content would be part of such governmental aid ... In Allen we similarly
focused on content, emphasizing that the textbooks were preapproved by public
school authorities and were not “unsuitable for use in the public schools
because of religious content” ... [I]t is hard to imagine any book that could
not, in even moderately skilled hands, serve to illustrate a religious message
... A teacher could, for example, easily use Shakespeare’s King Lear, even
though set in pagan times, to illustrate the Fourth Commandment. See Exodus 20:12 (“Honor your father and
your mother”).[6]
...A concern for divertibility, as opposed to improper
content, is misplaced not only because it fails to explain why the sort of aid
that we have allowed is permissible, but also because it is boundless –
enveloping all aid, no matter how trivial–and thus has only the most attenuated
(if any) link to any realistic concern for preventing an “establishment of
religion.” Presumably, for example,
government‑provided lecterns, chalk, crayons, pens, paper, and
paintbrushes would have to be excluded from religious schools under
respondents’ proposed rule. But we fail
to see how indoctrination by means of (i.e., diversion of) such aid
could be attributed to the government.
In fact, the risk of improper attribution is less when the
aid lacks content, for there is no risk (as there is with books), of the
government inadvertently providing improper content...[7]
It is perhaps conceivable that courts could take upon
themselves the task of distinguishing among the myriad kinds of possible aid
based on the ease of diverting each kind.
But it escapes us how a court might coherently draw any such line...
C
...One of the dissent’s factors deserves special mention:
whether a school that receives aid (or whose students receive aid) is
pervasively sectarian. The dissent is
correct that there was a period when this factor mattered, particularly if the
pervasively sectarian school was a primary or secondary school. But that period is one that the Court should
regret, and it is thankfully long past ... [T]he religious nature of a
recipient should not matter to the constitutional analysis, so long as the
recipient adequately furthers the government’s secular purpose. If a program offers permissible aid to the
religious (including the pervasively sectarian), the areligious, and the
irreligious, it is a mystery which view of religion the government has
established, and thus a mystery what the constitutional violation would
be. The pervasively sectarian recipient
has not received any special favor, and it is most bizarre that the Court
would, as the dissent seemingly does, reserve special hostility for those who
take their religion seriously, who think that their religion should affect the
whole of their lives, or who make the mistake of being effective in
transmitting their views to children.
...[T]he inquiry into the recipient’s religious views
required by a focus on whether a school is pervasively sectarian is not only
unnecessary but also offensive. It is
well established, in numerous other contexts, that courts should refrain from
trolling through a person’s or institution’s religious beliefs. Yet that is just what this factor requires
... [T]he application of the “pervasively sectarian” factor collides with our
decisions that have prohibited governments from discriminating in the
distribution of public benefits based upon religious status or sincerity...
Opposition to aid to “sectarian” schools acquired
prominence in the 1870's with Congress’s consideration (and near passage) of
the Blaine Amendment, which would have amended the Constitution to bar any aid
to sectarian institutions. Consideration
of the amendment arose at a time of pervasive hostility to the Catholic Church
and to Catholics in general, and it was an open secret that “sectarian” was
code for “Catholic”... This doctrine, born of bigotry, should be buried now.
III
...[W]e
see no basis for concluding that Jefferson Parish’s Chapter 2 program “has the
effect of advancing religion” ... Chapter 2 does not result in governmental
indoctrination, because it determines eligibility for aid neutrally, allocates
that aid based on the private choices of the parents of schoolchildren, and
does not provide aid that has an impermissible content. Nor does Chapter 2 define its recipients by
reference to religion...[ii]
Respondents do, however, point to some religious books
that the LEA improperly allowed to be loaned to several religious schools, and
they contend that the monitoring programs of the SEA and the Jefferson Parish
LEA are insufficient to prevent such errors.
The evidence, however, establishes just the opposite, for the improper
lending of library books occurred–and was discovered and remedied–before this
litigation began almost 15 years ago.[iii] In other words, the monitoring system worked
... We are unwilling to elevate scattered de minimis statutory
violations, discovered and remedied by the relevant authorities themselves
prior to any litigation, to such a level as to convert an otherwise
unobjectionable parishwide program into a law that has the effect of advancing
religion.[iv]
Justice O’Connor, with whom Justice Breyer joins, concurring in
the judgment.
I
I write separately because, in my view, the plurality
announces a rule of unprecedented breadth for the evaluation of Establishment
Clause challenges to government school‑aid programs. Reduced to its essentials, the plurality’s
rule states that government aid to religious schools does not have the effect
of advancing religion so long as the aid is offered on a neutral basis and the
aid is secular in content ... Although the expansive scope of the plurality’s
rule is troubling, two specific aspects of the opinion compel me to write
separately. First, the plurality’s
treatment of neutrality comes close to assigning that factor singular
importance in the future adjudication of Establishment Clause challenges to
government school‑aid programs.
Second, the plurality’s approval of actual diversion of government aid
to religious indoctrination is in tension with our precedents and, in any
event, unnecessary to decide the instant case...
I do not quarrel with the plurality’s recognition that
neutrality is an important reason for upholding government‑aid programs
against Establishment Clause challenges.
Our cases have described neutrality in precisely this manner, and we
have emphasized a program’s neutrality repeatedly in our decisions approving
various forms of school aid.
Nevertheless, we have never held that a government‑aid program
passes constitutional muster solely because of the neutral criteria it
employs...
...I also disagree with the plurality’s conclusion that
actual diversion of government aid to religious indoctrination is consistent with
the Establishment Clause ... [A]ctual diversion is constitutionally
impermissible[8]...
Like Justice Souter, I do not believe that we
should treat a per‑capita‑aid program the same as the true private‑choice
programs[9] ... [W]hen the
government provides aid directly to the student beneficiary, that student can
attend a religious school and yet retain control over whether the secular
government aid will be applied toward the religious education. The fact that aid flows to the religious
school and is used for the advancement of religion is therefore wholly
dependent on the student’s private decision.[10]
Second, I believe the distinction between a per‑capita
school‑aid program and a true private‑choice program is significant
for purposes of endorsement (see Lynch v. Donnelly, 1984, O’Connor, J., concurring). In terms of public perception, a government
program of direct aid to religious schools based on the number of students
attending each school differs meaningfully from the government distributing aid
directly to individual students ... That the amount of aid received by the
school is based on the school’s enrollment does not separate the government
from the endorsement of the religious message...[11]
Finally, the distinction between a per‑capita‑aid
program and a true private‑choice program is important when considering
aid that consists of direct monetary subsidies ... If, as the plurality
contends, a per‑capita‑aid program is identical in relevant
constitutional respects to a true private‑choice program, then there is
no reason that, under the plurality’s reasoning, the government should be
precluded from providing direct money payments to religious organizations
(including churches) based on the number of persons belonging to each
organization.[12] And, because actual diversion is permissible
under the plurality’s holding, the participating religious organizations
(including churches) could use that aid to support religious indoctrination...[13]
II
...[W]e need ask only whether the program results in
governmental indoctrination or defines its recipients by reference to
religion. Taking the second inquiry
first, it is clear that Chapter 2 does not define aid recipients by reference
to religion...
Agostini next requires us to ask whether Chapter 2
“result[s] in governmental indoctrination” ... The Chapter 2 program at issue
here bears the same hallmarks of the New York City Title I program that we
found important in Agostini ... Chapter 2 aid is distributed on the
basis of neutral, secular criteria. The
aid is available to assist students regardless of whether they attend public or
private nonprofit religious schools ... [The statute also ensures that] no
Chapter 2 funds ever reach the coffers of a religious school ... Finally, the
statute provides that all Chapter 2 materials and equipment must be “secular,
neutral, and nonideological”...
III
...[Respondents] claim that the presumption that
religious schools will use instructional materials and equipment to inculcate
religion is sound because such materials and equipment, unlike textbooks, are
reasonably divertible to religious uses.
For example, no matter what secular criteria the government employs in
selecting a film projector to lend to a religious school, school officials can
always divert that projector to religious instruction. Respondents therefore claim that the
Establishment Clause prohibits the government from giving or lending aid to
religious schools when that aid is reasonably divertible to religious uses...
I would reject respondents’ proposed divertibility rule
... An educator can use virtually any instructional tool, whether it has
ascertainable content or not, to teach a religious message[14] ... Moreover, if the
mere ability of a teacher to devise a religious lesson involving the secular
aid in question suffices to hold the provision of that aid unconstitutional, it
is difficult to discern any limiting principle to the divertibility rule. For example, even a publicly financed lunch
would apparently be unconstitutional under a divertibility rationale because
religious‑school officials conceivably could use the lunch to lead the
students in a blessing over the bread ...[15]
Justice Souter is correct to note our continued
recognition of the special dangers associated with direct money grants to
religious institutions. It does not
follow, however, that we should treat as constitutionally suspect any form of
secular aid that might conceivably be diverted to a religious use ...
IV
Justice Souter contends that any evidence of actual diversion
requires the Court to declare the Chapter 2 program unconstitutional as applied
in Jefferson Parish ... I know of no case in which we have declared an entire
aid program unconstitutional on Establishment Clause grounds solely because of
violations on the miniscule scale of those at issue here ...
Justice Souter, with whom Justice Stevens and Justice
Ginsburg join, dissenting.
The First Amendment’s Establishment Clause prohibits
Congress (and, by incorporation, the States) from making any law respecting an
establishment of religion. It has been
held to prohibit not only the institution of an official church, but any
government act favoring religion, a particular religion, or for that matter
irreligion. Thus it bars the use of
public funds for religious aid.[16]
The establishment prohibition of government religious
funding serves more than one end:
(1) to guarantee the right of individual conscience
against compulsion,
(2) to protect the integrity of religion against the
corrosion of secular support, and
(3) to preserve the unity of political society against
the implied exclusion of the less favored and the antagonism of controversy
over public support for religious causes.
These objectives are always in some jeopardy since the
substantive principle of no aid to religion is not the only limitation on
government action toward religion.
Because the First Amendment also bars any prohibition of individual free
exercise of religion, and because religious organizations cannot be isolated
from the basic government functions that create the civil environment, it is as
much necessary as it is difficult to draw lines between forbidden aid and
lawful benefit. For more than 50 years,
this Court has been attempting to draw these lines. Owing to the variety of factual circumstances in which the lines
must be drawn, not all of the points creating the boundary have enjoyed self‑evidence.
So far as the line drawn has addressed government aid to
education, a few fundamental generalizations are nonetheless possible. There may be no aid supporting a sectarian
school’s religious exercise or the discharge of its religious mission, while
aid of a secular character with no discernible benefit to such a sectarian
objective is allowable. Because the
religious and secular spheres largely overlap in the life of many such schools,
the Court has tried to identify some facts likely to reveal the relative
religious or secular intent or effect of the government benefits in particular
circumstances. We have asked whether
the government is acting neutrally in distributing its money, and about the
form of the aid itself, its path from government to religious institution, its
divertibility to religious nurture, its potential for reducing traditional
expenditures of religious institutions, and its relative importance to the
recipient, among other things.
In all the years of its effort, the Court has isolated no
single test of constitutional sufficiency ... Particular factual circumstances
control, and the answer is a matter of judgment ... I believe the Court commits
error in failing to recognize the divertibility of funds to the service of
religious objectives ... [It also] espouses a new conception of neutrality as a
practically sufficient test of constitutionality that would, if adopted by the
Court, eliminate enquiry into a law’s effects.
The plurality position breaks fundamentally with Establishment Clause
principle, and with the methodology painstakingly worked out in support of
it...
I
The prohibition that “Congress shall make no law
respecting an establishment of religion” eludes elegant conceptualization
simply because the prohibition applies to such distinct phenomena as state
churches and aid to religious schools, and as applied to school aid has
prompted challenges to programs ranging from construction subsidies to hearing
aids to textbook loans. Any criteria,
moreover, must not only define the margins of the establishment prohibition,
but must respect the succeeding Clause of the First Amendment guaranteeing
religion’s free exercise. It is no
wonder that the complementary constitutional provisions and the inexhaustably
various circumstances of their applicability have defied any simple test and
have instead produced a combination of general rules often in tension at their
edges. If coherence is to be had, the
Court has to keep in mind the principal objectives served by the Establishment
Clause, and its application to school aid, and their recollection may help to
explain the misunderstandings that underlie the majority’s result in this case.
A
At least three concerns have been expressed since the
founding and run throughout our First Amendment jurisprudence. First, compelling an individual to support
religion violates the fundamental principle of freedom of conscience. Madison’s and Jefferson’s now familiar words
establish clearly that liberty of personal conviction requires freedom from
coercion to support religion, and this means that the government can compel no
aid to fund it ... Second, government aid corrupts religion ... Madison argued
that establishment of religion weakened the beliefs of adherents so favored,
strengthened their opponents, and generated “pride and indolence in the Clergy;
ignorance and servility in the laity; [and] in both, superstition, bigotry and
persecution” ... In a variant of Madison’s concern, we have repeatedly noted
that a government’s favor to a particular religion or sect threatens to taint
it with “corrosive secularism” ... Third, government establishment of religion
is inextricably linked with conflict ...[v]
B
These concerns are reflected in the Court’s classic
summation delivered in Everson v.
Board of Education,, its first opinion directly addressing
standards governing aid to religious schools ... The most directly pertinent
doctrinal statements here are these: no government “can pass laws which aid one
religion [or] all religions ... No tax in any amount...can be levied
to support any religious activities or institutions... whatever form they may
adopt to teach...religion.” Thus, the
principle of “no aid,” with which no one in Everson disagreed.
Immediately, however, there was the difficulty over what
might amount to “aid” or “support.” The
problem for the Everson Court was not merely the imprecision of the
words, but the “other language of the [First Amendment that] commands that
[government] cannot hamper its citizens in the free exercise of their own
religion,” with the consequence that government must “be a neutral in its
relations with groups of religious believers and non‑believers.” Since withholding some public benefits from
religious groups could be said to “hamper” religious exercise indirectly, and
extending other benefits said to aid it, an argument‑proof formulation of
the no‑aid principle was impossible, and the Court wisely chose not to
attempt any such thing...
Today, the substantive principle of no aid to religious
mission remains the governing understanding of the Establishment Clause as
applied to public benefits inuring to religious schools ... The cases have,
however, recognized that in actual Establishment Clause litigation over school
aid legislation, there is no pure aid to religion and no purely secular welfare
benefit; the effects of the laws fall somewhere in between, with the judicial
task being to make a realistic allocation between the two possibilities. The Court’s decisions demonstrate its
repeated attempts to isolate considerations relevant in classifying particular
benefits as between those that do not discernibly support or threaten support
of a school’s religious mission, and those that cross or threaten to cross the
line into support for religion.
II
A
The most deceptively familiar of those considerations is
“neutrality,” the presence or absence of which, in some sense, we have
addressed from the moment of Everson itself ... I say “some sense,” for we have used the
term in at least three ways in our cases ... In practical terms, “neutral” in Everson
was simply a term for government in its required median position between aiding
and handicapping religion ... The Court began to employ “neutrality” in a
[different] sense ... as it explicated the distinction between “religious” and
“secular” benefits to religious schools, the latter being in some circumstances
permissible ... Such was the Court’s premise in Lemon for shifting the
use of the word “neutral” from labeling the required position of the government
to describing a benefit that was nonreligious... [T]he Court again transformed
the sense of “neutrality” in the 1980’s ... [W]e began to use the word
“neutral” to mean “evenhanded,” in the sense of allocating aid on some common
basis to religious and secular recipients...
There is, of course, good reason for considering the
generality of aid and the evenhandedness of its distribution in making close
calls between benefits that in purpose or effect support a school’s religious
mission and those that do not ... [E]venhanded distribution is one pointer
toward the law’s purpose, since on the face of it aid distributed generally and
without a religious criterion is less likely to be meant to aid religion than a
benefit going only to religious institutions or people. And, depending on the breadth of
distribution, looking to evenhandedness is a way of asking whether a benefit
can reasonably be seen to aid religion in fact; we do not regard the postal
system as aiding religion, even though parochial schools get mail. Given the legitimacy of considering
evenhandedness, then, there is no reason to avoid the term “neutrality” to
refer to it. But one crucial point must
be borne in mind.
In the days when “neutral” was used in Everson’s
sense...neutrality was tantamount to constitutionality; ... when it applied it
meant that the government’s position was constitutional under the Establishment
Clause. This is not so at all, however,
under the most recent use of “neutrality” to refer to generality or
evenhandedness of distribution. This
kind of neutrality is relevant in judging whether a benefit scheme so
characterized should be seen as aiding a sectarian school’s religious mission,
but this neutrality is not alone sufficient to qualify the aid as
constitutional. It is to be considered
only along with other characteristics of aid...that have been emphasized over
the years as indicators of just how religious the intent and effect of a given
aid scheme really is...
B
...Evenhandedness in distributing a benefit approaches
the equivalence of constitutionality in this area only when the term refers to
such universality of distribution that it makes no sense to think of the benefit
as going to any discrete group.
Conversely, when evenhandedness refers to distribution to limited groups
within society, like groups of schools or schoolchildren, it does make sense to
regard the benefit as aid to the recipients.
Hence, if we looked no further than evenhandedness, and
failed to ask what activities the aid might support, or in fact did support,
religious schools could be blessed with government funding as massive as
expenditures made for the benefit of their public school counterparts, and
religious missions would thrive on public money...
At least three main lines of enquiry addressed
particularly to school aid have emerged to complement evenhandedness
neutrality. First, we have noted that
two types of aid recipients heighten Establishment Clause concern: pervasively
religious schools and primary and secondary religious schools. Second, we have identified two important
characteristics of the method of distributing aid: directness or indirectness
of distribution and distribution by genuinely independent choice. Third, we have found relevance in at least
five characteristics of the aid itself: its religious content; its cash form;
its divertibility or actual diversion to religious support; its supplantation
of traditional items of religious school expense; and its substantiality.
1
Two types of school aid recipients have raised special
concern. First, we have recognized the
fact that the overriding religious mission of certain schools, those sometimes
called “pervasively sectarian,” is not confined to a discrete element of the
curriculum, but permeates their teaching.[vi] ...As
religious teaching cannot be separated from secular education in such schools
or by such teachers, we have concluded that direct government subsidies to such
schools are prohibited because they will inevitably and impermissibly support
religious indoctrination.[vii]
Second, we have expressed special concern about aid to
primary and secondary religious schools.
On the one hand, we have understood how the youth of the students in
such schools makes them highly susceptible to religious indoctrination. On the other, we have recognized that the
religious element in the education offered in most sectarian primary and
secondary schools is far more intertwined with the secular than in university
teaching, where the natural and academic skepticism of most older students may
separate the two. Thus, government
benefits accruing to these pervasively religious primary and secondary schools
raise special dangers of diversion into support for the religious
indoctrination of children and the involvement of government in religious
training and practice.
2
We have also evaluated the portent of support to an
organization’s religious mission that may be inherent in the method by which
aid is granted, finding pertinence in at least two characteristics of
distribution. First, we have asked
whether aid is direct or indirect, observing distinctions between government
schemes with individual beneficiaries and those whose beneficiaries in the
first instance might be religious schools.
Direct aid obviously raises greater risks, although recent cases have discounted
this risk factor...
Second, we have distinguished between indirect aid that
reaches religious schools only incidentally as a result of numerous individual
choices and aid that is in reality directed to religious schools by the
government or in practical terms selected by religious schools themselves. In these cases, we have declared the
constitutionality of programs providing aid directly to parents or students as
tax deductions or scholarship money ... but only as the result of “genuinely
independent and private choices of aid recipients.”
3
...[A] number of features of the aid itself have figured
in the classifications we have made.
First, we have barred aid with actual religious content, which would
obviously run afoul of the ban on the government’s participation in religion...[viii]
Second, we have long held government aid invalid when
circumstances would allow its diversion to religious education. The risk of diversion is obviously high when
aid in the form of government funds makes its way into the coffers of religious
organizations, and so from the start we have understood the Constitution to bar
outright money grants of aid to religion.
...Divertibility is not, of course, a characteristic of
cash alone, and when examining provisions for ostensibly secular supplies we
have considered their susceptibility to the service of religious ends.[ix]
... [T]he most recent example of attention to the significance of divertibility
occurred in our explanation that public school teachers could be assigned to
provide limited instruction in religious schools in Agostini, a majority
of the Court rejecting the factual assumption that public school teachers could
be readily lured into providing religious instruction.
Third, our cases have recognized the distinction, adopted
by statute in the Chapter 2 legislation, between aid that merely supplements
and aid that supplants expenditures for offerings at religious schools, the
latter being barred. Although we have
never adopted the position that any benefit that flows to a religious school is
impermissible because it frees up resources for the school to engage in
religious indoctrination, from our first decision holding it permissible to
provide textbooks for religious schools we have repeatedly explained the
unconstitutionality of aid that supplants an item of the school’s traditional
expense...
Finally, we have recognized what is obvious (however
imprecise), in holding “substantial” amounts of aid to be unconstitutional
whether or not a plaintiff can show that it supplants a specific item of
expense a religious school would have borne...
C
This stretch of doctrinal history leaves one point clear
beyond peradventure: together with James Madison we have consistently
understood the Establishment Clause to impose a substantive prohibition against
public aid to religion and, hence, to the religious mission of sectarian
schools ... The object of all enquiries into such matters is the same whatever
the particular circumstances: is the benefit intended to aid in providing the
religious element of the education and is it likely to do so?
The substance of the law has thus not changed since Everson. Emphasis on one sort of fact or another has
varied depending on the perceived utility of the enquiry, but all that has been
added is repeated explanation of relevant considerations, confirming that our
predecessors were right in their prophecies that no simple test would emerge to
allow easy application of the establishment principle.
The plurality, however, would reject that lesson. The majority misapplies it.
III
A
The nub of the plurality’s
new position is this:
[I]f
the government, seeking to further some legitimate secular purpose, offers aid
on the same terms, without regard to religion, to all who adequately further
that purpose, then it is fair to say that any aid going to a religious recipient
only has the effect of furthering that secular purpose...
As a break with consistent
doctrine the plurality’s new criterion is unequaled in the history of
Establishment Clause interpretation.
Simple on its face, it appears to take evenhandedness neutrality and in
practical terms promote it to a single and sufficient test for the
establishment constitutionality of school aid.
Even on its own terms, its errors are manifold, and attention to at
least three of its mistaken assumptions will show the degree to which the
plurality’s proposal would replace the principle of no aid with a formula for
generous religious support.
First, the plurality treats an external observer’s
attribution of religious support to the government as the sole impermissible effect
of a government aid scheme ... [While perceived state endorsement of religion
is] undoubtedly a relevant concern under the Establishment Clause, it is
certainly not the only one ... Everson made this clear from the start:
secret aid to religion by the government is also barred. State aid not attributed to the government
would still violate a taxpayer’s liberty of conscience, threaten to corrupt
religion, and generate disputes over aid ...Under the plurality’s rule of
neutrality, if a program met the first part of the Lemon enquiry, by
declining to define a program’s recipients by religion, it would automatically
satisfy the second, in supposedly having no impermissible effect of aiding
religion.[x]
Second, the plurality apparently assumes as a fact that
equal amounts of aid to religious and nonreligious schools will have
exclusively secular and equal effects, on both external perception and on
incentives to attend different schools ... But there is no reason to believe
that this will be the case ... This is the reason that we have long recognized
that unrestricted aid to religious schools will support religious teaching in
addition to secular education, a fact that would be true no matter what the
supposedly secular purpose of the law might be.[17]
Third, the plurality assumes that per capita distribution
rules safeguard the same principles as independent, private choices. But that is clearly not so ... Not the least
of the significant differences between per capita aid and aid individually
determined and directed is the right and genuine opportunity of the recipient
to choose not to give the aid. To hold otherwise would be to license the
government to donate funds to churches based on the number of their members, on
the patent fiction of independent private choice.[18]
The plurality’s mistaken assumptions explain and
underscore its sharp break with the Framers’ understanding of establishment and
this Court’s consistent interpretative course.
Under the plurality’s regime, little would be left of the right of
conscience against compelled support for religion; the more massive the aid the
more potent would be the influence of the government on the teaching mission;
the more generous the support, the more divisive would be the resentments of
those resisting religious support, and those religions without school systems
ready to claim their fair share.
B
The plurality’s conception of evenhandedness does not,
however, control the case, whose disposition turns on the misapplication of
accepted categories of school aid analysis.
The facts most obviously relevant to the Chapter 2 scheme in Jefferson
Parish are those showing divertibility and actual diversion in the circumstance
of pervasively sectarian religious schools.
The type of aid, the structure of the program, and the lack of effective
safeguards clearly demonstrate the divertibility of the aid. While little is known about its use, owing
to the anemic enforcement system in the parish, even the thin record before us
reveals that actual diversion occurred.
The aid that the government provided was highly
susceptible to unconstitutional use.
Much of the equipment provided under Chapter 2 was not of the type
provided for individual students ... The videocassette players, overhead
projectors, and other instructional aids were of the sort that we have found
can easily be used by religious teachers for religious purposes ... Although
library books, like textbooks, have fixed content, religious teachers can
assign secular library books for religious critique, and books for libraries
may be religious, as any divinity school library would demonstrate.[19] The sheer number and variety of books that
could be and were ordered gave ample opportunity for such diversion.
The divertibility thus inherent in the forms of Chapter 2
aid was enhanced by the structure of the program in Jefferson Parish ... The
sectarian schools decided what they wanted and often ordered the supplies, to
be forwarded directly to themselves. It
was easy to select whatever instructional materials and library books the
schools wanted, just as it was easy to employ computers for the support of the
religious content of the curriculum infused with religious instruction.
The concern with divertibility thus predicated is
underscored by the fact that the religious schools in question here covered the
primary and secondary grades, the grades in which the sectarian nature of
instruction is characteristically the most pervasive, and in which pupils are
the least critical of the schools’ religious objectives. No one, indeed, disputes ... that the Roman
Catholic schools, which made up the majority of the private schools
participating, were pervasively sectarian,[xi] that their
common objective and mission was to engage in religious education,[xii]
and that their teachers taught religiously,[xiii] making
them precisely the kind of primary and secondary religious schools that raise
the most serious Establishment Clause concerns. The threat to Establishment Clause values was accordingly at its
highest in the circumstances of this case.
Such precautionary features as there were in the Jefferson Parish scheme
were grossly inadequate to counter the threat.
To be sure, the disbursement of the aid was subject to statutory
admonitions against diversion, and was supposedly subject to a variety of
safeguards. But...the safeguard
provisions proved to be empty phrases in Jefferson Parish.
...Monitors visited a nonpublic school only sporadically,
discussed the program with a single contact person, observed nothing more than
attempts at recordkeeping, and failed to inform the teachers of the
restrictions involved. Although Chapter
2 required labeling of government property, it occurred haphazardly at best,
and the government’s sole monitoring system for computer use amounted to
nothing more than questioning school officials and examining the location of
computers at the schools. No records of
software and computer use were kept, and no such recordkeeping was even
planned. State and local officials in
Jefferson Parish admitted that nothing prevented the Chapter 2 computers from
being used for religious instruction, and although they knew of methods of
monitoring computer usage, such as locking the computer functions, they
implemented no particular policies, instituted no systems, and employed no
technologies to minimize the likelihood of diversion to religious uses.
...Government officials themselves admitted that there
was no way to tell whether instructional materials had been diverted, and, as
the plurality notes, the only screening mechanism in the library book scheme
was a review of titles by a single government official. The government did not even have a policy on
the consequences of noncompliance.
The risk of immediate diversion of Chapter 2 benefits had
its complement in the risk of future diversion, against which the Jefferson
Parish program had absolutely no protection.
By statute all purchases with Chapter 2 aid were to remain the property
of the United States, merely being “lent” to the recipient nonpublic
schools. In actuality, however, the
record indicates that nothing in the Jefferson Parish program stood in the way
of giving the Chapter 2 property outright to the religious schools when it
became older. Although old equipment
remained the property of the local education agency, a local government
administrative body, one agency employee testified that there was no set policy
for dealing with old computers, which were probably given outright to the
religious schools. The witness said
that government‑funded instructional materials, too, were probably left
with the religious schools when they were old, and that it was unclear whether
library books were ever to be returned to the government.[20]
Providing such governmental aid without effective
safeguards against future diversion itself offends the Establishment Clause,
and even without evidence of actual diversion, our cases have repeatedly held
that a “substantial risk” of it suffices to invalidate a government aid program
on establishment grounds...
But the record here goes beyond risk, to instances of
actual diversion. What one would expect
from such paltry efforts at monitoring and enforcement naturally resulted, and
the record strongly suggests that other, undocumented diversions probably
occurred as well. First, the record shows
actual diversion in the library book program.
Although only limited evidence exists, it contrasts starkly with the
records of the numerous textbook programs that we have repeatedly upheld, where
there was no evidence of any actual diversion ... [D]iscovery revealed that
under Chapter 2, nonpublic schools requested and the government purchased at
least 191 religious books with taxpayer funds by December 1985.[xiv] Books such as A Child’s Book of Prayers
and The Illustrated Life of Jesus were discovered among others that had
been ordered under the program.
The evidence persuasively suggests that other aid was
actually diverted as well. The
principal of one religious school testified, for example, that computers lent
with Chapter 2 funds were joined in a network with other non‑Chapter 2
computers in some schools, and that religious officials and teachers were
allowed to develop their own unregulated software for use on this network. She admitted that the Chapter 2 computer
took over the support of the computing system whenever there was a breakdown of
the master computer purchased with the religious school’s own funds...
Indeed, the plurality readily recognizes that the aid in
question here was divertible and that substantial evidence of actual diversion
exists ... The Court has no choice but to hold that the program as applied
violated the Establishment Clause.
IV
...[T]here is no mistaking the abandonment of doctrine
that would occur if the plurality were to become a majority. It is beyond question that the plurality’s
notion of evenhandedness neutrality as a practical guarantee of the validity of
aid to sectarian schools would be the end of the principle of no aid to the
schools’ religious mission. And if that
were not so obvious it would become so after reflecting on the plurality’s
thoughts about diversion and about giving attention to the pervasiveness of a
school’s sectarian teaching.
...To the plurality there is nothing wrong with aiding a
school’s religious mission; the only question is whether religious teaching
obtains its tax support under a formally evenhanded criterion of
distribution. The principle of no aid
to religious teaching has no independent significance.
And if this were not enough to prove that no aid in
religious school aid is dead under the plurality’s First Amendment, the point
is nailed down in the plurality’s attack on the legitimacy of considering a
school’s pervasively sectarian character when judging whether aid to the school
is likely to aid its religious mission.
The relevance of this consideration is simply a matter of common sense:
where religious indoctrination pervades school activities of children and
adolescents, it takes great care to be able to aid the school without
supporting the doctrinal effort. This
is obvious. The plurality nonetheless
condemns any enquiry into the pervasiveness of doctrinal content as a remnant
of anti‑Catholic bigotry (as if evangelical Protestant schools and
Orthodox Jewish yeshivas were never pervasively sectarian), and it equates a
refusal to aid religious schools with hostility to religion ... My concern with
these arguments goes not so much to their details as it does to the fact that
the plurality’s choice to employ imputations of bigotry and irreligion as terms
in the Court’s debate makes one point clear: that...the plurality is attacking
the most fundamental assumption underlying the Establishment Clause, that
government can in fact operate with neutrality in its relation to religion. I believe that it can, and so respectfully
dissent.
[i] The dissent would find an establishment of religion if a government‑provided projector were used in a religious school to show a privately purchased religious film, even though a public school that possessed the same kind of projector would likely be constitutionally barred from refusing to allow a student bible club to use that projector in a classroom to show the very same film...
[ii] Justice O’Connor dismisses as de minimis the evidence of actual diversion. That may be, but it is good to realize just what she considers de minimis. There is persuasive evidence that Chapter 2 audiovisual equipment was used in a Catholic school’s theology department ... The diversion occurred over seven consecutive school years, and the use of the equipment in the theology department was massive in each of those years, outstripping in every year use in other departments such as science, math, and foreign language...
[iii] The coordinator of the Jefferson Parish LEA ordered the books recalled sometime in the summer or early fall of 1985, and it appears that the schools had complied with the recall order by the second week of December 1985...
[iv] Indeed, as petitioners observe, to require exclusion of religious schools from such a program would raise serious questions under the Free Exercise Clause.
[v] The plurality mistakes my recognition of this fundamental concern. The Court may well have moved away from considering the political divisiveness threatened by particular instances of aid as a practical criterion for applying the Establishment Clause case by case, but we have never questioned its importance as a motivating concern behind the Establishment Clause, nor could we change history to find that sectarian conflict did not influence the Framers who wrote it.
[vi] In fact, religious education in Roman Catholic schools is defined as part of required religious practice; aiding it is thus akin to aiding a church service.
[vii] Although the Court no longer assumes that public school teachers assigned to religious schools for limited purposes will teach religiously, we have never abandoned the presumption that religious teachers will teach just that way.
[viii] I agree with the plurality that the Establishment Clause absolutely prohibits the government from providing aid with clear religious content to religious, or for that matter nonreligious, schools. The plurality, however, misreads our precedent as focusing only on affirmatively religious content. At the very least, a building, for example, has no such content, but we have squarely required the government to ensure that no publicly financed building be diverted to religious use.
[ix] I reject the plurality’s argument that divertibility is a boundless principle. Our long experience of evaluating this consideration demonstrates its practical limits. Moreover, the Establishment Clause charges us with making such enquiries, regardless of their difficulty. Finally, the First Amendment’s rule permitting only aid with fixed secular content seems no more difficult to apply than the plurality’s rule prohibiting only aid with fixed religious content.
[x] Adopting the plurality’s rule would permit practically any government aid to religion so long as it could be supplied on terms ostensibly comparable to the terms under which aid was provided to nonreligious recipients. As a principle of constitutional sufficiency, the manipulability of this rule is breathtaking. A legislature would merely need to state a secular objective in order to legalize massive aid to all religions, one religion, or even one sect, to which its largess could be directed through the easy exercise of crafting facially neutral terms under which to offer aid favoring that religious group. Short of formally replacing the Establishment Clause, ... a cleaner break with prior law would be difficult to imagine.
[xi] The trial judge found that the Roman Catholic schools in question operate under the general supervision and authority of the Archbishop of New Orleans...and are located next to parish churches and sometimes a rectory or convent. The schools include religious symbols in their classrooms, require attendance at daily religion classes, conduct sacramental preparation classes during the school day, require attendance at mass, and provide extracurricular religious activities. At least some exercise a religious preference in accepting students and in charging tuition.
[xii] The District Court found that the mission of the Roman Catholic schools is religious education based on the Archdiocese’s and the individual schools’ published statements of philosophy. For example, the St. Anthony School Handbook, cited by the District Court, reads: “Catholic education is intended to make men’s faith become living, conscious and active through the light of instruction... [I]nstruction in religious truth and values is an integral part of the school program. It is not one more subject along side the rest...”
[xiii] The Archdiocese’s official policy calls for religious preferences in hiring and the contracts of principals and teachers in its schools contain a provision allowing for termination for lifestyle contrary to the teachings of the Roman Catholic church ...
[xiv] The plurality applies inconsistent standards to the evidence ... Madison’s words make clear that even a small infringement of the prohibition on compelled aid to religion is odious to the freedom of conscience. No less does it open the door to the threat of corruption or to a return to religious conflict.