Appendix A
Home Up Contents Executive Summary Introductory Stories Emergent Themes Policy Issues Recommendations

Methodology 

Research Design: The research study was conducted in four parts.  Phase one of the project consisted of selecting the counties to be studied, a process that involved the Department of Adult Education and Literacy staff.  Phase two entailed compiling background data on all counties in Kentucky in order to provide context for the sites under study and to provide baseline data for use in future program planning.  Phase three consisted of the actual fieldwork in each of the eight sites using a four-member research team.  Phases two and three occurred simultaneously.  Phase four involved analysis of the data and final write up.

Phase One: Selection of Case Study Sites

       Using data from available databases and information provided by the Kentucky Department for Adult Education and Literacy, eight counties (including the pilot site) were selected for comparative study.  These sites were chosen to represent diverse economic regions and were geographically distributed across the state.

Site Selection Matrix

Economic Type

Western Kentucky

Central Kentucky

Eastern Kentucky

Farming

Breckenridge, Carlisle, McLean

Casey, Larue, Green, Robertson, Spencer, Washington

None

Mining

Hopkins, Livingston, Muhlenberg, Ohio, Union, Webster

None

Bell, Breathitt, Clay, Floyd, Harlan, Knott, Leslie, Letcher, Magoffin, Martin, Perry, Pike

Manufacturing

Allen, Ballard, Barren, Butler, Graves, Grayson, Hancock, Logan, Marshall, Monroe, Simpson, Todd

Anderson, Boyle, Carroll, Harrison, Mason, Mercer, Nelson, Nicholas, Russell, Shelby, Taylor, Wayne

None

Government

Edmonson, Hardin, Lyon

Franklin, McCreary

Elliott, Menifee, Owsley, Rowan, Wolfe

Services

McCracken

Pulaski, Trimble

Johnson, Lawrence, Lee, Whitley

Nonspecialized

Caldwell, Calloway, Crittenden, Fulton, Hickman, Meade, Trigg, Warren,

Adair, Bath, Bracken, Clinton, Cumberland, Garrard, Hart, Henry, Lincoln, Marion, Metcalfe, Owen, Rockcastle,

Estill, Fleming, Jackson, Knox, Laurel, Lewis, Montgomery, Morgan, Powell

Metropolitan

Christian, Henderson, Daviess,

Bullitt, Jefferson, Oldham, Fayette, Jessamine, Madison, Woodford, Scott, Clark, Bourbon, Boone, Kenton, Campbell, Grant, Pendleton, Gallatin

Boyd, Carter, Greenup,

 

 

 

 

Note: Non-specialized refers to counties in which no one economic category dominates.  May also indicate economic distress.

Phase Two: Compilation of Background Data

The process of collecting background data for each site resulted in the gathering of descriptive statistics of counties not selected for study. These data included brief descriptions of available adult education programs, hours of operation, summary of services provided, and providers’ perspectives on primary reasons for non-participation.

Phase Three: Collection of Comparative Case Study Data & Initial Analysis

       The purpose of this phase of the research was to complete eight independent case studies including 10-15 in-depth interviews in each site with individuals who have chosen not to participate in adult education programming.  In addition to these target population interviews, each case study also included informal interviews and participant observation in locations of public talk regarding educational decision-making.  These sites included workplaces, social service agencies, adult education programs, career centers, and other appropriate locations.  All research activities were documented through extensive notetaking and these records were shared between sites.  Initial contact was made in each location by early May while the bulk of the interviews were conducted from June through August of 1999.

       In addition to the target population interviews, informational interviews with current adult education participants and recent program completers were also conducted when appropriate, as were focus group interviews.  A total of eighty-four individual interviews with target population respondents, four focus group interviews, and five informational interviews were conducted.

Phase Four: Analysis and Write Up

       All interviews were tape recorded and fully transcribed.  Interview transcripts were then coded in two ways.  This mixed-method analysis involved both quantitative and qualitative components. 

Quantitative analysis

After being transcribed, all interviews were coded for various demographic and descriptive information. Coding schemes were generated by the principal investigators, and members of the interviewing team.  Transcripts were coded by one advanced doctoral student.  In addition, 15% of the transcripts were coded by one of the interviewers, using the identical coding scheme. 

Qualitative Analysis

Open coding:

Each set of field notes, transcripts, and documents were analyzed by a three-member qualitative research team using open coding techniques.  This process involved multiple readings of the transcripts. Initial reading categories were based on economic criteria as suggested by the pilot study (mining, manufacturing and/or service, and non-specialized).  After this initial reading, key themes emerged that suggested additional readings of the data.  These subsequent readings specifically addressed gender differences, age/generational differences, the influence of learning difficulties, and work-related issues.  Given the emergent design of the study, themes continued to shift throughout the analysis phase.  The qualitative research team met weekly to discuss thematic issues.

Focused coding

Using themes selected from the open coding process, a coding scheme was developed and each transcript was subsequently coded and re-analyzed by the research team.  This focused coding allowed patterns and variations in relationships between categories to emerge.  In addition, the use of focused coding allowed a more comprehensive and thorough investigation of the interview transcripts.

Write Up

The final report represents a final phase of analysis as the data were organized to elucidate the emergent themes.  For each theme, quotations from the interview transcripts were chosen to illustrate the point. 

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Last modified: April 16, 2000